Assessing Risk Culture and The Perfect Storm: Lessons Learned from Uncovering Fraud

Posted on Jun 18, 2017

Caldwell, NJ June 18, 2017.  An overview of risk culture and lessons learned from uncovering fraud will be presented at SIFM Quarterly Conference.  It will be held at the NY offices of KPMG LLP on June 22nd. Risk culture is the values, behaviors, beliefs, attitudes, and understanding present in an organization that helps to shape […]

Risk Governance ~ A Critical Look at Risk Committees & Risk Statements

Posted on Jun 18, 2017

Caldwell, NJ June 18, 2017.  Closely related to how much risk an insurer accepts is how an insurer’s board oversees risk. The common approach is that an insurer’s board should govern risk through a board-level committee and overarching risk limits. There are, however; compelling arguments to the contrary.  These arguments will be explored by Nicos […]

Sales Practices: Renewed Priority for Financial Services Firms

Posted on Mar 4, 2017

Caldwell NJ, March 4, 2017.  Ellen Walsh, Partner in the Financial Service Risk and Regulatory Practice of PwC will discuss the renewed interest in sales practices at SIFM’s Quarterly Conference on March 22 at the NYC offices of PwC. While sales practices and market conduct programs have long been an area of focus for the […]