Sales Practices: Renewed Priority for Financial Services Firms

Posted on Mar 4, 2017

Caldwell NJ, March 4, 2017.  Ellen Walsh, Partner in the Financial Service Risk and Regulatory Practice of PwC will discuss the renewed interest in sales practices at SIFM’s Quarterly Conference on March 22 at the NYC offices of PwC. While sales practices and market conduct programs have long been an area of focus for the […]